Filed September 22, 2021 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Distribution (12b... | $612,595 |
MERCER2 years Filed as: MERCER INVESTMENTS LLC Service code 27 · EIN 30-0282430 | Advisory (Plan) | $65,000 |
MOSS ADAMS LLP4 years Filed as: MOSS ADAMS, LLP Service code 10 · EIN 91-0189318 | Accounting | $25,414 |
REGENCY INVESTMENT ADVISORS2 years Filed as: REGENCY INVESTMENT ADVISORS INC Service code 27 · EIN 77-0344391 | Advisory (Plan) | $22,133 |
TRUCKER HUSS1 year Service code 29 · EIN 94-3216063 | Legal | $15,225 |
PATHWAYS ADVISORY GROUP INC6 years Filed as: PATHWAYS ADVISORY GROUP INC. Service code 27 · EIN 20-8811410 | Advisory (Plan) | $10,584 |
TCG GROUP HOLDINGS, LLP1 year Filed as: TCG ADVISORY SERVICES Service code 27 · EIN 20-0760699 | Advisory (Plan) | $4,068 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,369 |
WHELAN FINANCIAL2 years Service code 27 · EIN 26-0262268 | Advisory (Plan) | $985 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $136,515 | $67,512+102.2% | $185,854-26.5% | $93,010+46.8% |
| Participation rate | 83.0% | 67.1%+15.9pp | 81.7%+1.3pp | 73.9%+9.1pp |
| Annual return | 11.92% | 21.04%-9.1pp | 122.12%-110.2pp | 158.70%-146.8pp |
| Employer contribution / active EE | $4,842 | $1,783+171.5% | $5,169-6.3% | $2,705+79.0% |
| Participant deferral / active EE | $6,063 | $3,035+99.7% | $5,569+8.9% | $4,561+32.9% |
| Admin fee / account holder | $186 | $318-41.5% | $16,246-98.9% | $152+22.6% |