Filed September 22, 2021 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Finders' fees / pl... | $761,122 |
MERCER3 years Filed as: MERCER INVESTMENTS LLC Service code 27 · EIN 30-0282430 | Advisory (Plan) | $66,464 |
TRUCKER HUSS2 years Service code 29 · EIN 94-3216063 | Legal | $32,132 |
MOSS ADAMS LLP5 years Filed as: MOSS ADAMS, LLP Service code 10 · EIN 91-0189318 | Accounting | $26,250 |
REGENCY INVESTMENT ADVISORS3 years Filed as: REGENCY INVESTMENT ADVISORS INC Service code 27 · EIN 77-0344391 | Advisory (Plan) | $13,844 |
PATHWAYS ADVISORY GROUP INC8+ years Service code 27 · EIN 20-8811410 | Advisory (Plan) | $10,638 |
TCG GROUP HOLDINGS, LLP1 year Filed as: TCG ADVISORY SERVICES LLC Service code 27 · EIN 84-4758315 | Advisory (Plan) | $9,102 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,943 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $115,208 | $45,000+156.0% | $143,801-19.9% | $77,906+47.9% |
| Participation rate | 79.8% | 66.8%+13.0pp | 80.3%-0.5pp | 73.7%+6.2pp |
| Annual return | -14.44% | 29.03%-43.5pp | -0.04%-14.4pp | 12.16%-26.6pp |
| Employer contribution / active EE | $4,928 | $1,870+163.6% | $4,952-0.5% | $2,846+73.1% |
| Participant deferral / active EE | $6,027 | $3,157+90.9% | $5,639+6.9% | $4,805+25.4% |
| Admin fee / account holder | $205 | $98+107.9% | $14,680-98.6% | $133+54.4% |