Filed September 22, 2021 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Participant loan proce... | $554,337 |
MERCER1 year Filed as: MERCER INVESTMENTS LLC Service code 27 · EIN 30-0282430 | Advisory (Plan) | $65,000 |
MOSS ADAMS LLP3 years Filed as: MOSS ADAMS, LLP Service code 10 · EIN 91-0189318 | Accounting | $25,524 |
Filed as: REGENCY INVESTMENT ADVISORS INC Service code 27 · EIN 77-0344391 | Advisory (Plan) | $15,417 |
PATHWAYS ADVISORY GROUP INC5 years Filed as: PATHWAYS ADVISORY GROUP INC. Service code 27 · EIN 20-8811410 | Advisory (Plan) | $8,520 |
WHELAN FINANCIAL1 year Service code 27 · EIN 26-0262268 | Advisory (Plan) | $2,775 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,849 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $123,870 | $56,095+120.8% | $178,510-30.6% | $90,274+37.2% |
| Participation rate | 82.3% | 65.6%+16.7pp | 81.9%+0.3pp | 73.4%+8.9pp |
| Annual return | 12.66% | 28.81%-16.2pp | 151.13%-138.5pp | 53.97%-41.3pp |
| Employer contribution / active EE | $4,569 | $1,572+190.6% | $5,011-8.8% | $2,523+81.1% |
| Participant deferral / active EE | $5,540 | $2,669+107.6% | $5,202+6.5% | $4,231+30.9% |
| Admin fee / account holder | $161 | $101+60.3% | $13,988-98.8% | $114+41.4% |