Filed October 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $10,857 |
Service code 61 · EIN 26-4310632 | Finders' fees / placement fees | $0 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO CLEARING SERVICES LLC Service code 61 · EIN 23-2384840 | Finders' fees / placement fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,818 | $89,739+6.8% | $149,718-36.0% | $62,292+53.8% |
| Participation rate | 92.7% | 85.1%+7.6pp | 87.1%+5.6pp | 69.5%+23.2pp |
| Annual return | 17.74% | 21.01%-3.3pp | 1501.63%-1483.9pp | 28.90%-11.2pp |
| Employer contribution / active EE | $2,483 | $3,233-23.2% | $5,445-54.4% | $2,042+21.6% |
| Participant deferral / active EE | $5,219 | $4,797+8.8% | $6,569-20.5% | $3,169+64.7% |
| Admin fee / account holder | $48 | $551-91.2% | $11,283-99.6% | $479-89.9% |