Filed October 20, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $2,600 |
FIRST CLEARING LLC2+ years Service code 61 · EIN 23-2384840 | Finders' fees / placement fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,682 | $74,089+6.2% | $133,980-41.3% | $55,167+42.6% |
| Participation rate | 94.9% | 84.3%+10.6pp | 87.1%+7.8pp | 69.0%+25.9pp |
| Annual return | 6.72% | 12.11%-5.4pp | 29.30%-22.6pp | 169.23%-162.5pp |
| Employer contribution / active EE | $1,874 | $3,064-38.8% | $5,211-64.0% | $1,963-4.5% |
| Participant deferral / active EE | $4,880 | $4,678+4.3% | $6,282-22.3% | $3,054+59.8% |
| Admin fee / account holder | $12 | $458-97.5% | $9,324-99.9% | $504-97.7% |