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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA INVESTMENT SERVICES Service code 55 5707 SW PKWY BLDG 2, STE. 400 · AUSTIN, TX 78735 | Other Commissions | $6,067 |
Filed as: ROYAL ALLIANCE ASSOCIATES, INC. Service code 55 41 EXCHANGE PLACE, STE. 1410 · JERSEY CITY, NJ 07302 | Other Commissions | $6,067 |
QUALIFIED PLANS, LLC4 years Filed as: QUALIFIED SERVICES, INC. DBA Service code 13 HICKS PENSION SERVICES · SAN LUIS OBISPO, CA 93405 | Contract Administrator | $3,925 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 E. ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $661 |
Service code 64 8515 E. ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,623 | $54,573+1.9% | $90,970-38.9% | $73,497-24.3% |
| Participation rate | 60.2% | 61.2%-1.0pp | 69.0%-8.9pp | 70.7%-10.5pp |
| Annual return | 8.59% | 16.69%-8.1pp | 134.60%-126.0pp | 28.51%-19.9pp |
| Employer contribution / active EE | $487 | $991-50.9% | $2,122-77.1% | $2,270-78.6% |
| Participant deferral / active EE | $4,579 | $2,517+81.9% | $3,373+35.7% | $3,740+22.4% |
| Admin fee / account holder | $63 | $521-88.0% | $5,961-98.9% | $513-87.8% |