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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA INVESTMENT SERVICES Service code 55 5707 SW PKWY BLDG 2, STE. 400 · AUSTIN, TX 78735 | Other Commissions | $5,035 |
Filed as: ROYAL ALLIANCE ASSOCIATES, INC. Service code 55 41 EXCHANGE PLACE, STE. 1410 · JERSEY CITY, NJ 07302 | Other Commissions | $5,035 |
QUALIFIED PLANS, LLC3 years Filed as: QUALIFIED SERVICES, INC. DBA Service code 13 HICKS PENSION SERVICES · SAN LUIS OBISPO, CA 93405 | Contract Administrator | $3,550 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 E. ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $755 |
Service code 99 1801 CALIFORNIA STREET, 23RD FLOOR · DENVER, CO 80202 | Other Fees | $188 |
Service code 64 8515 E. ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,041 | $49,138+14.0% | $84,023-33.3% | $65,186-14.0% |
| Participation rate | 67.7% | 60.7%+6.9pp | 69.0%-1.3pp | 70.2%-2.5pp |
| Annual return | 17.49% | 23.00%-5.5pp | 71.32%-53.8pp | 29.39%-11.9pp |
| Employer contribution / active EE | $450 | $914-50.8% | $1,984-77.3% | $2,177-79.3% |
| Participant deferral / active EE | $4,765 | $2,397+98.8% | $3,239+47.1% | $3,514+35.6% |
| Admin fee / account holder | $12 | $543-97.9% | $6,102-99.8% | $847-98.6% |