Filed November 21, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO1 year Service code 37 · EIN 04-2647786 | Loan Processing | $148,425 |
STRATEGIC ADVISORS, INC.3 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $19,929 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 20-8764829 | Advisory (Plan) | $15,890 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,244 | $73,034-3.8% | $76,891-8.6% | $80,187-12.4% |
| Participation rate | 97.4% | 78.1%+19.2pp | 69.6%+27.8pp | 72.9%+24.4pp |
| Annual return | 17.25% | 18.56%-1.3pp | 37.91%-20.7pp | 40.40%-23.1pp |
| Employer contribution / active EE | $2,884 | $2,779+3.8% | $2,534+13.8% | $2,980-3.2% |
| Participant deferral / active EE | $6,567 | $4,140+58.6% | $3,833+71.3% | $5,016+30.9% |
| Admin fee / account holder | $88 | $104-15.1% | $5,488-98.4% | $145-39.3% |