Filed November 21, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $197,352 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $2,197 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,230 | $65,708-9.9% | $76,817-22.9% | $77,787-23.9% |
| Participation rate | 98.4% | 79.0%+19.4pp | 72.1%+26.3pp | 73.2%+25.2pp |
| Annual return | 22.25% | 49.86%-27.6pp | 1166.11%-1143.9pp | 32.57%-10.3pp |
| Employer contribution / active EE | $1,770 | $2,167-18.3% | $2,302-23.1% | $2,504-29.3% |
| Participant deferral / active EE | $5,350 | $3,254+64.4% | $3,336+60.4% | $3,967+34.8% |
| Admin fee / account holder | $104 | $91+14.1% | $6,420-98.4% | $100+3.5% |