Filed November 21, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Recordkee... | $153,365 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,188 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,702 | $123,286-58.9% | $75,670-33.0% | $77,958-35.0% |
| Participation rate | 98.0% | 78.8%+19.2pp | 72.3%+25.7pp | 71.6%+26.4pp |
| Annual return | 17.55% | 20.45%-2.9pp | 27.34%-9.8pp | 20.87%-3.3pp |
| Employer contribution / active EE | $1,616 | $2,035-20.6% | $2,352-31.3% | $2,310-30.1% |
| Participant deferral / active EE | $4,636 | $3,095+49.8% | $3,142+47.5% | $3,537+31.1% |
| Admin fee / account holder | $85 | $144-41.1% | $5,800-98.5% | $97-12.8% |