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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO ADVISORS Service code 26 · EIN 34-1542819 | Advisory (Participants) | $13,783 |
JONES & ROTH, PC1 year Filed as: JONES & ROTH Service code 51 · EIN 93-0819646 | Investment Mgmt Fees | $13,749 |
JULY BUSINESS SERVICES1 year Service code 15 · EIN 74-2715820 | Recordkeeping | $5,011 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $3,727 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $160 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,155 | $86,341-59.3% | $125,195-71.9% | $65,186-46.1% |
| Participation rate | 61.4% | 75.3%-13.9pp | 79.8%-18.4pp | 70.2%-8.8pp |
| Annual return | 18.25% | 27.44%-9.2pp | 43.79%-25.5pp | 29.39%-11.1pp |
| Employer contribution / active EE | $1,270 | $2,040-37.7% | $3,866-67.1% | $2,177-41.7% |
| Participant deferral / active EE | $2,753 | $3,538-22.2% | $4,937-44.2% | $3,514-21.7% |
| Admin fee / account holder | $186 | $609-69.4% | $9,704-98.1% | $847-78.0% |