Filed January 11, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY6+ years Filed as: MORGAN STANLEY SMITH BARNEY HOLDING Service code 27 1 NEW YORK PLZ 12TH FL ANNUITY AND · NEW YORK, NY 10004 | Advisory (Plan) | $137,172 |
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $1,714 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 211 MAIN ST. · SAN FRANCISCO, CA 94105 | Securities brokerage | $4 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $162,795 | $78,422+107.6% | $95,952+69.7% | $79,858+103.9% |
| Participation rate | 96.5% | 73.5%+23.0pp | 77.1%+19.4pp | 69.6%+26.9pp |
| Annual return | 21.92% | 19.37%+2.5pp | 91.61%-69.7pp | 31.71%-9.8pp |
| Employer contribution / active EE | $3,009 | $1,945+54.7% | $2,541+18.4% | $2,471+21.8% |
| Participant deferral / active EE | $12,529 | $3,440+264.2% | $4,167+200.7% | $3,740+235.0% |
| Admin fee / account holder | $377 | $5,622-93.3% | $6,795-94.4% | $5,306-92.9% |