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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER4 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $4,086 |
ADP BROKER-DEALER8 years Service code 49 · EIN 22-3319984 | Other Services | $0 |
MORGAN STANLEY SMITH BARNEY8 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 · EIN 26-4310632 2211 YORK ROAD · OAK BROOK, IL 60523 | Other Services | $0 |
TD AMERITRADE, INC.8 years Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $48,747 | $61,338-20.5% | $149,717-67.4% | $71,495-31.8% |
| Participation rate | 89.3% | 62.5%+26.7pp | 78.8%+10.5pp | 67.9%+21.3pp |
| Annual return | 21.00% | 35.86%-14.9pp | 134.41%-113.4pp | 28.85%-7.8pp |
| Employer contribution / active EE | $1,525 | $2,381-35.9% | $4,820-68.4% | $2,589-41.1% |
| Participant deferral / active EE | $5,197 | $2,919+78.0% | $5,682-8.5% | $4,291+21.1% |
| Admin fee / account holder | $25 | $1,263-98.0% | $13,213-99.8% | $1,588-98.4% |