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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $4,771 |
ADP BROKER-DEALER7 years Service code 49 · EIN 22-3319984 | Other Services | $0 |
MORGAN STANLEY SMITH BARNEY7 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 · EIN 26-4310632 2211 YORK ROAD · OAK BROOK, IL 60523 | Other Services | $0 |
TD AMERITRADE, INC.7 years Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,634 | $65,092-40.6% | $143,799-73.1% | $66,938-42.3% |
| Participation rate | 86.2% | 65.2%+21.0pp | 80.3%+5.8pp | 69.8%+16.3pp |
| Annual return | -14.14% | -11.14%-3.0pp | -0.04%-14.1pp | 1.58%-15.7pp |
| Employer contribution / active EE | $1,326 | $2,362-43.9% | $4,952-73.2% | $2,545-47.9% |
| Participant deferral / active EE | $4,506 | $2,920+54.3% | $5,638-20.1% | $4,238+6.3% |
| Admin fee / account holder | $30 | $502-94.1% | $14,677-99.8% | $594-95.0% |