Filed August 22, 2003 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: NW INVESTMENT CONSULTING DBA Service code 15 · EIN 91-2090931 | Recordkeeping | $178,077 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $31,975 |
ROTH ASSET MANAGEMENT, INC.10+ years Service code 27 · EIN 20-0160353 | Advisory (Plan) | $21,730 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,246 | $2,679,533-97.3% | $164,813-55.6% | $199,593-63.3% |
| Participation rate | 99.3% | 78.3%+21.0pp | 78.6%+20.7pp | 72.0%+27.3pp |
| Annual return | 15.59% | 17.93%-2.3pp | 69.93%-54.3pp | 34.25%-18.7pp |
| Employer contribution / active EE | $3,578 | $2,970+20.5% | $4,341-17.6% | $3,034+17.9% |
| Participant deferral / active EE | $5,323 | $5,010+6.3% | $6,031-11.7% | $5,087+4.6% |
| Admin fee / account holder | $130 | $1,982-93.4% | $12,690-99.0% | $269-51.5% |