Filed August 22, 2003 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NWPS3 years Service code 15 · EIN 91-2090931 | Recordkeeping | $138,096 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 42-1558009 | Securities Custodian | $33,267 |
ROTH ASSET MANAGEMENT, INC.8+ years Service code 27 · EIN 20-0160353 | Advisory (Plan) | $19,480 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,321 | $84,000-35.3% | $119,609-54.6% | $77,904-30.3% |
| Participation rate | 99.7% | 77.8%+21.9pp | 79.3%+20.5pp | 73.7%+26.0pp |
| Annual return | -17.82% | -11.59%-6.2pp | -14.97%-2.9pp | 12.21%-30.0pp |
| Employer contribution / active EE | $2,964 | $2,907+1.9% | $4,232-30.0% | $2,848+4.1% |
| Participant deferral / active EE | $4,747 | $4,705+0.9% | $5,602-15.3% | $4,806-1.2% |
| Admin fee / account holder | $112 | $116-3.3% | $10,323-98.9% | $133-15.5% |