Filed August 22, 2003 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: NW INVESTMENT CONSULTING DBA Service code 15 · EIN 91-2090931 | Recordkeeping | $150,500 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 42-1558009 | Securities Custodian | $33,702 |
ROTH ASSET MANAGEMENT, INC.9+ years Service code 27 · EIN 20-0160353 | Advisory (Plan) | $19,480 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,495 | $84,993-24.1% | $129,995-50.4% | $80,160-19.5% |
| Participation rate | 99.3% | 79.5%+19.8pp | 78.5%+20.8pp | 72.9%+26.4pp |
| Annual return | 18.53% | 23.76%-5.2pp | -137.18%+155.7pp | 40.38%-21.9pp |
| Employer contribution / active EE | $3,574 | $3,051+17.1% | $4,320-17.3% | $2,978+20.0% |
| Participant deferral / active EE | $5,059 | $4,984+1.5% | $5,820-13.1% | $5,017+0.8% |
| Admin fee / account holder | $116 | $391-70.3% | $10,614-98.9% | $145-20.0% |