Filed February 5, 2002 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
ALIGHT SOLUTIONS LLC6 years Filed as: ALIGHT FINANCIAL ADVISORS, LLC Service code 26 · EIN 82-1061233 | Advisory (Participants) | $1,168,967 |
ALIGHT SOLUTIONS LLC6 years Service code 15 · EIN 82-1061233 | Recordkeeping | $1,064,060 |
ALIGHT SOLUTIONS LLC5 years Filed as: ALIGHT FINANCIAL SOLUTIONS, LLC Service code 33 · EIN 82-1061233 | Distribution (12b-1) fees; Securities... | $72,143 |
THE BANK OF NEW YORK MELLON8+ years Filed as: PERSHING LLC Service code 59 · EIN 13-2741729 | Shareholder Servicing | $24,350 |
MAYER HOFFMAN MCCANN P.C.3 years Filed as: MAYER HOFFMAN MCCANN PC Service code 10 · EIN 43-1947695 | Accounting | $19,600 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,835 | $185,545-66.1% | $90,767-30.8% | $89,433-29.7% |
| Participation rate | 95.6% | 85.0%+10.5pp | 75.7%+19.9pp | 71.3%+24.3pp |
| Annual return | -14.83% | -13.56%-1.3pp | -12.16%-2.7pp | -11.88%-2.9pp |
| Employer contribution / active EE | $2,453 | $7,210-66.0% | $2,922-16.0% | $3,021-18.8% |
| Participant deferral / active EE | $4,524 | $9,550-52.6% | $4,565-0.9% | $5,125-11.7% |
| Admin fee / account holder | $98 | $100-2.4% | $8,445-98.8% | $79+23.1% |