Filed February 5, 2002 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
ALIGHT SOLUTIONS LLC5 years Filed as: ALIGHT FINANCIAL ADVISORS, LLC Service code 26 · EIN 82-1061233 | Advisory (Participants) | $1,331,545 |
ALIGHT SOLUTIONS LLC5 years Service code 15 · EIN 82-1061233 | Recordkeeping | $990,715 |
ALIGHT SOLUTIONS LLC4 years Filed as: ALIGHT FINANCIAL SOLUTIONS, LLC Service code 33 · EIN 82-1061233 | Distribution (12b-1) fees; Securities... | $253,143 |
THE BANK OF NEW YORK MELLON7+ years Filed as: PERSHING LLC Service code 59 · EIN 13-2741729 | Shareholder Servicing | $65,082 |
MAYER HOFFMAN MCCANN P.C.2 years Filed as: MAYER HOFFMAN MCCANN PC Service code 10 · EIN 43-1947695 | Accounting | $18,900 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,659 | $239,209-66.3% | $106,554-24.3% | $106,520-24.3% |
| Participation rate | 98.3% | 89.6%+8.7pp | 76.1%+22.2pp | 71.3%+27.0pp |
| Annual return | 12.53% | 17.49%-5.0pp | 26.80%-14.3pp | 19.28%-6.8pp |
| Employer contribution / active EE | $2,301 | $6,641-65.4% | $2,819-18.4% | $2,840-19.0% |
| Participant deferral / active EE | $4,719 | $9,673-51.2% | $4,398+7.3% | $4,948-4.6% |
| Admin fee / account holder | $110 | $95+16.0% | $7,408-98.5% | $75+47.9% |