Filed January 16, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $1,037,378 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $831,497 |
ARROWMARK PARTNERS3 years Service code 28 · EIN 39-2068140 | Investment Management | $356,434 |
STATE STREET GLOBAL ADVISORS6+ years Filed as: STATE STREET BANK & TRUST Service code 18 · EIN 93-0249060 | Direct payment from the plan; Custodi... | $333,891 |
Service code 28 · EIN 06-1422705 | Investment Management | $289,330 |
PIMCO FUNDS2 years Filed as: PIMCO Service code 28 · EIN 33-0629048 | Investment Management | $245,931 |
INVESCO6+ years Service code 28 · EIN 61-1190024 | Investment Management | $206,694 |
AON CONSULTING6+ years Filed as: AON HEWITT INVESTMENT CONSULTING Service code 16 · EIN 36-2235791 | Consulting | $23,800 |
MOSS ADAMS LLP1 year Filed as: MOSS ADAMS, LLP Service code 10 · EIN 91-0189318 | Accounting | $22,500 |
JACKSON LEWIS P.C.4 years Filed as: JACKSON LEWIS, P.C. Service code 29 · EIN 46-3862389 | Legal | $13,546 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $240,659 | $93,223+158.2% | $112,977+113.0% | $93,223+158.2% |
| Participation rate | 98.8% | 74.9%+23.9pp | 82.6%+16.2pp | 74.9%+23.9pp |
| Annual return | 12.28% | 19.29%-7.0pp | 24.24%-12.0pp | 19.29%-7.0pp |
| Employer contribution / active EE | $8,124 | $2,680+203.2% | $4,255+90.9% | $2,680+203.2% |
| Participant deferral / active EE | $9,843 | $4,563+115.7% | $5,836+68.7% | $4,563+115.7% |
| Admin fee / account holder | $486 | $79+513.2% | $6,294-92.3% | $79+513.2% |