Filed January 16, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $1,049,576 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $774,413 |
ARROWMARK PARTNERS2 years Service code 28 · EIN 39-2068140 | Investment Management | $415,653 |
Service code 28 · EIN 06-1422705 | Investment Management | $370,680 |
STATE STREET GLOBAL ADVISORS5+ years Filed as: STATE STREET BANK & TRUST Service code 18 · EIN 93-0249060 | Other fees; Trustee (directed); Custo... | $244,844 |
INVESCO5+ years Service code 28 · EIN 61-1190024 | Investment Management | $216,358 |
PIMCO FUNDS1 year Filed as: PIMCO Service code 28 · EIN 33-0629048 | Investment Management | $145,466 |
DELOITTE & TOUCHE LLP5+ years Service code 10 · EIN 13-3891517 | Accounting | $99,392 |
AON CONSULTING5+ years Filed as: AON HEWITT INVESTMENT CONSULTING Service code 16 · EIN 36-2235791 | Consulting | $23,800 |
JACKSON LEWIS P.C.3 years Filed as: JACKSON LEWIS, P.C. Service code 29 · EIN 46-3862389 | Legal | $17,224 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $217,470 | $82,204+164.6% | $105,387+106.4% | $82,204+164.6% |
| Participation rate | 98.9% | 73.4%+25.5pp | 82.6%+16.3pp | 73.4%+25.5pp |
| Annual return | 19.12% | 26.31%-7.2pp | 26.82%-7.7pp | 26.31%-7.2pp |
| Employer contribution / active EE | $7,885 | $2,707+191.3% | $4,213+87.2% | $2,707+191.3% |
| Participant deferral / active EE | $9,290 | $4,246+118.8% | $5,502+68.8% | $4,246+118.8% |
| Admin fee / account holder | $474 | $76+526.7% | $6,559-92.8% | $76+526.7% |