Filed January 16, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $998,074 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 15 · EIN 84-0467907 | Recordkeeping | $650,936 |
INVESCO8+ years Service code 28 · EIN 61-1190024 | Investment Management | $198,201 |
PIMCO FUNDS4 years Filed as: PIMCO Service code 28 · EIN 33-0629048 | Investment Management | $182,094 |
AON CONSULTING2 years Filed as: AON INVESTMENTS USA INC Service code 16 · EIN 36-3109431 | Consulting | $30,332 |
MOSS ADAMS LLP2 years Service code 10 · EIN 91-1089318 | Accounting | $25,000 |
HERRONPALMER1 year Filed as: HERRON PALMER LLC Service code 29 · EIN 45-4725418 | Legal | $20,501 |
JACKSON LEWIS P.C.2 years Filed as: JACKSON LEWIS PC Service code 29 · EIN 46-3862389 | Legal | $11,885 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $201,578 | $153,281+31.5% | $93,789+114.9% | $77,904+158.8% |
| Participation rate | 98.4% | 92.2%+6.2pp | 81.0%+17.5pp | 73.7%+24.7pp |
| Annual return | -16.99% | -5.55%-11.4pp | -11.33%-5.7pp | 12.21%-29.2pp |
| Employer contribution / active EE | $9,361 | $5,690+64.5% | $4,323+116.6% | $2,848+228.7% |
| Participant deferral / active EE | $10,494 | $9,364+12.1% | $6,094+72.2% | $4,806+118.3% |
| Admin fee / account holder | $307 | $114+168.9% | $7,195-95.7% | $133+131.4% |