Filed January 9, 2008 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Service code 55 · EIN 26-4310632 | Other Commissions | $46,738 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $871 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $127,044 | $58,577+116.9% | $83,333+52.5% | $64,186+97.9% |
| Participation rate | 3.5% | 72.0%-68.5pp | 77.8%-74.3pp | 69.6%-66.1pp |
| Annual return | -2.64% | 9.65%-12.3pp | 10.63%-13.3pp | 7.63%-10.3pp |
| Employer contribution / active EE | $294 | $2,098-86.0% | $3,379-91.3% | $2,381-87.6% |
| Participant deferral / active EE | $2,470 | $4,654-46.9% | $5,565-55.6% | $3,470-28.8% |
| Admin fee / account holder | $7 | $9,275-99.9% | $7,510-99.9% | $4,888-99.9% |