Filed January 9, 2008 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Service code 55 · EIN 26-4310632 | Other Commissions | $48,818 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $641 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $140,741 | $59,535+136.4% | $90,160+56.1% | $62,292+125.9% |
| Participation rate | 60.1% | 73.0%-12.9pp | 76.9%-16.8pp | 69.5%-9.4pp |
| Annual return | 17.41% | 23.53%-6.1pp | 34.88%-17.5pp | 28.90%-11.5pp |
| Employer contribution / active EE | $854 | $1,826-53.2% | $3,318-74.3% | $2,042-58.2% |
| Participant deferral / active EE | $2,902 | $4,639-37.4% | $5,288-45.1% | $3,169-8.4% |
| Admin fee / account holder | $4 | $337-98.9% | $5,943-99.9% | $479-99.2% |