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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Recordkeeping fees; Sa... | $94,851 |
UBS FINANCIAL SERVICES INC6+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $20,999 |
ASCENSUS LLC4 years Filed as: MEANS & ASSOCIATES LLC Service code 16 · EIN 33-0802604 | Consulting | $19,999 |
DAVIS WRIGHT TREMAINE6+ years Filed as: DAVIS WRIGHT TREMAINE LLP Service code 29 · EIN 91-0839480 | Legal | $6,980 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $77 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $113,737 | $82,093+38.5% | $379,746-70.0% | $73,412+54.9% |
| Participation rate | 99.3% | 76.8%+22.5pp | 78.4%+20.9pp | 72.2%+27.2pp |
| Annual return | 14.08% | 18.89%-4.8pp | 34.90%-20.8pp | 59.30%-45.2pp |
| Employer contribution / active EE | $4,057 | $2,847+42.5% | $3,540+14.6% | $2,234+81.6% |
| Participant deferral / active EE | $9,665 | $4,697+105.8% | $6,024+60.4% | $3,806+154.0% |
| Admin fee / account holder | $321 | $128+151.6% | $7,927-95.9% | $158+103.4% |