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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Float revenue; Re... | $121,109 |
UBS FINANCIAL SERVICES INC4+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $39,298 |
ASCENSUS LLC2 years Filed as: MEANS & ASSOCIATES LLC Service code 16 · EIN 33-0802604 | Consulting | $8,333 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $441 |
Filed as: CHARLES SCHWAB & CO., INC Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,216 | $64,286+27.9% | $106,387-22.7% | $55,725+47.5% |
| Participation rate | 100.0% | 75.2%+24.8pp | 77.5%+22.5pp | 70.9%+29.1pp |
| Annual return | -5.16% | 0.84%-6.0pp | 0.25%-5.4pp | 244.93%-250.1pp |
| Employer contribution / active EE | $3,391 | $2,367+43.3% | $3,520-3.6% | $2,078+63.2% |
| Participant deferral / active EE | $7,820 | $4,158+88.1% | $5,421+44.2% | $3,356+133.0% |
| Admin fee / account holder | $352 | $102+243.7% | $7,510-95.3% | $115+205.2% |