| Provider | Service type | Compensation |
|---|---|---|
NORTHWEST ADMINISTRATORS, INC.2+ years Filed as: NORTHWEST ADMINISTRATORS, INC Service code 12 · EIN 91-0680697 | Claims processing; Contract Administr... | $57,508,219 |
Filed as: PRUDENTIAL INSURANCE CO Service code 13 · EIN 22-1211670 | Contract Administrator | $45,023,682 |
Service code 52 | Indirect Investment Fees | $16,711,328 |
ENCAP EQUITY FUND IX GP, LP2+ years Service code 52 · EIN 90-0899127 | Indirect Investment Fees | $14,663,867 |
CAMDEN ASSET MANAGEMENT, LP2+ years Service code 28 · EIN 95-4319164 | Investment Management | $12,031,604 |
Filed as: LONE STAR GLOBAL ACQUISITIONS, LTD Service code 52 · EIN 75-2787141 | Indirect Investment Fees | $11,319,748 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS REALTY INVESTORS LLC Service code 28 · EIN 06-1452020 | Investment Management | $7,906,784 |
Service code 52 · EIN 13-3200244 | Indirect Investment Fees | $7,905,888 |
ALAN BILLER & ASSOCIATES2+ years Filed as: ALAN D. BILLER & ASSOCIATES, INC Service code 17 · EIN 94-2854958 | Pension Consulting | $6,831,966 |
OAKTREE CAPITAL MANAGEMENT, L.P.2+ years Filed as: OAKTREE CAPITAL MANAGEMENT LP Service code 28 · EIN 26-0189082 | Investment Management | $6,741,960 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | TRIBUNE COMPANY | — | 435 NORTH MICHIGAN AVENUE CHICAGO, IL 60611 | — |
| Part 1 Loan in default | L'ARTE DELLA CUCINA, LLC | — | 414 NE 2ND AVENUE MIAMI, FL 33137 | — |
| Part 1 Loan in default | JDC DRILLING COMPANY, LLC | — | 3801 S. BRYANT AVENUE OKLAHOMA CITY, OK 73115 | — |
| Part 1 Loan in default | SS EQUIPMENT SERVICES II, LLC | — | 114 N. MAIN STREET COTULLA, TX 78014 | — |
| Part 1 Loan in default | UGHS | — | 7501 FANNIN STREET HOUSTON, TX 77054 | — |
| Part 1 Loan in default | RANGER OFFSHORE, INC | — | SUITE 1000 10370 RICHMOND AVENUE HOUSTON, TX 77042 | — |
| Part 2 Lease in default | FLORIN TOWN CENTER, IMPULSE | RETAIL TENANT SEE ATTACHED "OVERDUE LEASE EXPLANATION" FOR COMPLETE DESCRIPTION OF LEASE AND COLLECTION EFFORTS | — | $0 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $40,289-100.0% | $442,730-100.0% | $40,289-100.0% |
| Participation rate | 0.0% | 4.2%-4.2pp | 12.5%-12.5pp | 4.2%-4.2pp |
| Annual return | 7.83% | 10.64%-2.8pp | 4.72%+3.1pp | 10.64%-2.8pp |
| Employer contribution / active EE | $8,153 | $11,561-29.5% | $30,821-73.5% | $11,561-29.5% |
| Participant deferral / active EE | $0 | $347-100.0% | $113-100.0% | $347-100.0% |
| Admin fee / account holder | $0 | $312-100.0% | $2,146-100.0% | $312-100.0% |