| Provider | Service type | Compensation |
|---|---|---|
Service code 28 · EIN 91-1042342 | Investment Management | $2,520,292 |
Service code 12 · EIN 91-1363171 | Direct payment from the plan; Claims ... | $1,419,662 |
HAMILTON LANE ADVISORS, LLC1+ years Service code 28 · EIN 23-2962336 | Investment Management | $1,334,200 |
LSV ASSET MANAGEMENT1+ years Service code 28 · EIN 23-2772200 | Investment Management | $879,773 |
Filed as: RAINIER INVESTMENT MGMT LLC Service code 28 · EIN 46-4242069 | Investment Management | $489,519 |
SUNTRUST BANKS, INC.1+ years Filed as: STERLING CAPITAL MGMT LLC Service code 28 · EIN 42-1658828 | Investment Management | $350,632 |
WESTERN ASSET MANAGEMENT COMPANY1+ years Filed as: WESTERN ASSET MANAGEMENT CO. Service code 28 · EIN 95-2705767 | Investment Management | $300,692 |
US BANK1+ years Filed as: US BANK NA Service code 19 · EIN 31-0841368 | Securities Custodian | $276,386 |
MARCO CONSULTING GROUP1+ years Filed as: MARCO CONSULTING GROUP, INC. Service code 17 · EIN 36-3555078 | Pension Consulting | $260,000 |
AB FUNDS1+ years Filed as: ALLIANCE BERNSTEIN LP Service code 28 · EIN 13-4064930 | Investment Management | $258,029 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $115,244-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 33.3%-33.3pp | 0.0%0pp |
| Annual return | -2.63% | 3.11%-5.7pp | -1.61%-1.0pp | 3.11%-5.7pp |
| Employer contribution / active EE | $15,034 | $9,361+60.6% | $30,840-51.3% | $9,361+60.6% |
| Participant deferral / active EE | $0 | $375-100.0% | $41-100.0% | $375-100.0% |
| Admin fee / account holder | $0 | $0 | $3,433-100.0% | - |