| Provider | Service type | Compensation |
|---|---|---|
Service code 28 · EIN 91-1042342 | Investment Management | $2,830,198 |
Service code 12 · EIN 91-1363171 | Contract Administrator; Claims proces... | $1,521,938 |
HAMILTON LANE ADVISORS, LLC2+ years Service code 28 · EIN 23-2962336 | Investment Management | $816,478 |
LSV ASSET MANAGEMENT2+ years Service code 28 · EIN 23-2772200 | Investment Management | $631,959 |
Filed as: RAINIER INVESTMENT MGMT LLC Service code 28 · EIN 46-4242069 | Investment Management | $479,116 |
FRANKLIN TEMPLETON1 year Filed as: FRANKLIN TEMPLETON INVESTMENT CO. Service code 28 · EIN 94-3385113 | Investment Management | $425,736 |
WESTERN ASSET MANAGEMENT COMPANY2+ years Filed as: WESTERN ASSET MANAGEMENT CO. Service code 28 · EIN 95-2705767 | Investment Management | $308,449 |
SUNTRUST BANKS, INC.2+ years Filed as: STERLING CAPITAL MGMT LLC Service code 28 · EIN 42-1658828 | Investment Management | $265,186 |
MARCO CONSULTING GROUP2+ years Filed as: MARCO CONSULTING GROUP, INC. Service code 17 · EIN 36-3555078 | Pension Consulting | $260,781 |
ASB CAPITAL MANAGEMENT2+ years Filed as: ASB CAPITAL MANAGMENT, LLC Service code 28 · EIN 80-0618452 | Investment Management | $249,544 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 745 7TH AVENUE NEW YORK, NY 10019 | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $57,821-100.0% | $209,859-100.0% | $57,821-100.0% |
| Participation rate | 0.0% | 5.5%-5.5pp | 42.7%-42.7pp | 5.5%-5.5pp |
| Annual return | 8.28% | 5.86%+2.4pp | 4.16%+4.1pp | 5.86%+2.4pp |
| Employer contribution / active EE | $15,748 | $10,137+55.3% | $29,966-47.4% | $10,137+55.3% |
| Participant deferral / active EE | $0 | $492-100.0% | $145-100.0% | $492-100.0% |
| Admin fee / account holder | $0 | $387-100.0% | $13,952-100.0% | $387-100.0% |