Filed October 19, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.9+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $907,734 |
MMA SECURITIES LLC1 year Filed as: MARSH AND MCLENNAN COMPANIES, Service code 28 · EIN 36-2668272 | Investment Management | $67,559 |
CLARK NUBER6 years Filed as: CLARK NUBER PS Service code 10 · EIN 91-1194016 | Accounting | $29,070 |
FISHER INVESTMENTS1 year Service code 26 · EIN 20-2480800 | Advisory (Participants) | $18,860 |
Service code 26 · EIN 27-2114998 | Advisory (Participants) | $13,038 |
Service code 26 · EIN 83-2468373 | Advisory (Participants) | $6,112 |
CHARLES SCHWAB & CO., INC.4 years Service code 33 · EIN 94-1737782 | Float revenue; Direct payment from th... | $981 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,136 | $57,458-28.4% | $95,763-57.0% | $96,393-57.3% |
| Participation rate | 88.9% | 47.9%+40.9pp | 72.3%+16.6pp | 71.3%+17.6pp |
| Annual return | 19.33% | 17.80%+1.5pp | 28.43%-9.1pp | 22.88%-3.6pp |
| Employer contribution / active EE | $1,637 | $1,155+41.8% | $2,836-42.3% | $3,239-49.4% |
| Participant deferral / active EE | $3,349 | $2,443+37.1% | $4,244-21.1% | $5,455-38.6% |
| Admin fee / account holder | $43 | $61-29.6% | $5,669-99.2% | $74-42.3% |