Filed October 19, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $691,521 |
CLARK NUBER5+ years Filed as: CLARK NUBER, PS Service code 10 · EIN 91-1194016 | Accounting | $21,087 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT SERVICE Service code 26 · EIN 36-3297908 | Advisory (Participants) | $7,334 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Float rev... | $4,686 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,353 | $43,466-0.3% | $99,489-56.4% | $89,609-51.6% |
| Participation rate | 82.2% | 41.5%+40.6pp | 73.8%+8.3pp | 69.6%+12.6pp |
| Annual return | 22.41% | 22.62%-0.2pp | 30.72%-8.3pp | 33.65%-11.2pp |
| Employer contribution / active EE | $1,950 | $788+147.6% | $2,541-23.2% | $2,584-24.5% |
| Participant deferral / active EE | $2,118 | $1,495+41.7% | $3,619-41.5% | $4,222-49.8% |
| Admin fee / account holder | $41 | $56-26.2% | $6,254-99.3% | $72-42.4% |