Filed April 17, 2009 (most recent of 6 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
PLAN MEMBER SERVICES2+ years Service code 15 6187 CARPINTERIA AVENUE · CARPINTERIA, CA 93013 | Recordkeeping | $80,327 |
KPMG LLP2+ years Service code 10 · EIN 13-5565207 | Accounting | $34,500 |
SEVEN SIMPLE MACHINES1 year Service code 15 · EIN 20-4028622 | Recordkeeping | $30,386 |
LINCOLN NATIONAL CORPORATION2+ years Service code 13 · EIN 35-1140070 | Contract Administrator | $6,095 |
Filed as: EMPOWER RETIREMENT Service code 64 PO BOX 173764 · DENVER, CO 80217 | Recordkeeping Fees | $4,735 |
MILLIMAN, INC.1 year Service code 50 · EIN 91-0675641 | Direct Payment | $1,300 |
Service code 37 · EIN 04-2647786 | Loan Processing | $0 |
UNUM LIFE INS. CO. OF AMERICA2+ years Filed as: UNUM LIFE INSURANCE CO. OF AMERICA Service code 15 · EIN 01-0278678 | Recordkeeping | $0 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,813 | $43,110+92.1% | $156,551-47.1% | $65,292+26.8% |
| Participation rate | 18.1% | 69.3%-51.2pp | 84.0%-65.9pp | 72.4%-54.3pp |
| Annual return | 5.68% | 11.24%-5.6pp | 32.23%-26.5pp | 11.84%-6.2pp |
| Employer contribution / active EE | $0 | $1,702-100.0% | $5,501-100.0% | $2,302-100.0% |
| Participant deferral / active EE | $420 | $2,520-83.3% | $4,871-91.4% | $3,579-88.3% |
| Admin fee / account holder | $66 | $47+40.5% | $13,028-99.5% | $57+15.7% |