Filed August 30, 2012 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Service code 27 PO BOX 502533 · SAN DIEGO, CA 92150 | Advisory (Plan) | $67,589 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $49,634 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $23,918 |
CLARK NUBER4 years Filed as: CLARK NUBER PS Service code 29 10900 NE 4TH ST STE 1400 · BELLEVUE, WA 98004 | Legal | $18,867 |
Service code 27 4340 REDWOOD HWY · SAN RAFAEL, CA 94903 | Advisory (Plan) | $2,014 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $161,236 | $131,799+22.3% | $200,582-19.6% | $85,563+88.4% |
| Participation rate | 99.2% | 87.9%+11.3pp | 86.9%+12.3pp | 66.0%+33.3pp |
| Annual return | 13.55% | 21.59%-8.0pp | 42.33%-28.8pp | 31.51%-18.0pp |
| Employer contribution / active EE | $3,569 | $4,532-21.2% | $6,419-44.4% | $2,654+34.5% |
| Participant deferral / active EE | $7,752 | $7,702+0.6% | $9,331-16.9% | $4,375+77.2% |
| Admin fee / account holder | $422 | $235+79.5% | $16,305-97.4% | $834-49.4% |