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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $12,973 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8518 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $11,488 |
ADP BROKER-DEALER1+ years Filed as: ADP, INC. Service code 64 · EIN 13-3036745 | Recordkeeping Fees | $9,467 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,408 | $54,717-28.0% | $86,209-54.3% | $71,495-44.9% |
| Participation rate | 21.7% | 60.1%-38.4pp | 69.0%-47.3pp | 67.9%-46.2pp |
| Annual return | 26.39% | 20.07%+6.3pp | 1169.05%-1142.7pp | 28.85%-2.5pp |
| Employer contribution / active EE | $1,444 | $1,267+14.0% | $2,381-39.4% | $2,589-44.2% |
| Participant deferral / active EE | $3,360 | $3,110+8.0% | $3,986-15.7% | $4,291-21.7% |
| Admin fee / account holder | $259 | $1,922-86.5% | $6,853-96.2% | $1,588-83.7% |