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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA FINANCIAL LIFE INSURAN Service code 15 · EIN 36-6071399 | Recordkeeping | $35,421 |
CETERA ADVISOR NETWORKS LLC1+ years Filed as: CETERA RETIREMENT PLAN SPECIALISTS Service code 15 · EIN 94-2279761 | Recordkeeping | $20,772 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 22 · EIN 26-4310632 | Insurance Broker | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $6,600 | $23,224-71.6% | $71,089-90.7% | $55,725-88.2% |
| Participation rate | 72.9% | 37.9%+35.0pp | 54.6%+18.2pp | 70.9%+2.0pp |
| Annual return | 0.00% | -2.87%+2.9pp | 650.65%-650.6pp | 244.93%-244.9pp |
| Employer contribution / active EE | $0 | $436-100.0% | $1,088-100.0% | $2,078-100.0% |
| Participant deferral / active EE | $599 | $929-35.5% | $1,873-68.0% | $3,356-82.1% |
| Admin fee / account holder | $133 | $118+13.2% | $3,082-95.7% | $115+15.9% |