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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA RETRMNT SOLUTIONS, LLC Service code 15 · EIN 13-3689044 | Recordkeeping | $41,099 |
FRSCPA, PLLC1 year Service code 10 · EIN 59-2482214 1301 66TH STREET N. · ST. PETERSBURG, FL 33710 | Accounting | $8,500 |
CETERA ADVISOR NETWORKS LLC7+ years Filed as: CETERA RETIREMENT PLAN SPECIALISTS Service code 15 · EIN 94-2279761 | Recordkeeping | $8,113 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $6,061 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,489 | $34,932-64.2% | $56,441-77.9% | $74,546-83.2% |
| Participation rate | 78.6% | 32.9%+45.8pp | 52.5%+26.1pp | 67.2%+11.4pp |
| Annual return | 12.39% | 24.90%-12.5pp | 1704.21%-1691.8pp | 1366.03%-1353.6pp |
| Employer contribution / active EE | $0 | $608-100.0% | $1,039-100.0% | $2,624-100.0% |
| Participant deferral / active EE | $652 | $1,173-44.4% | $1,953-66.6% | $4,347-85.0% |
| Admin fee / account holder | $297 | $2,359-87.4% | $2,829-89.5% | $1,944-84.7% |