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| Provider | Service type | Compensation |
|---|---|---|
PKF O'CONNOR DAVIES, LLP2+ years Filed as: PANNELL KERR FORSTER OF TEXAS Service code 10 · EIN 76-0356844 | Accounting | $12,980 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $11,221 |
HIGGINBOTHAM INSURANCE AGENCY2+ years Service code 28 · EIN 75-1732559 | Investment Management | $8,032 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage; ... | $2,236 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO.,INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $174,076 | $66,750+160.8% | $105,754+64.6% | $57,658+201.9% |
| Participation rate | 99.7% | 79.2%+20.6pp | 78.9%+20.8pp | 70.2%+29.5pp |
| Annual return | 6.42% | 10.99%-4.6pp | 12.25%-5.8pp | 5.13%+1.3pp |
| Employer contribution / active EE | $13,274 | $3,766+252.4% | $4,079+225.4% | $1,974+572.5% |
| Participant deferral / active EE | $11,604 | $4,933+135.2% | $5,326+117.9% | $3,061+279.1% |
| Admin fee / account holder | $67 | $88-23.6% | $8,309-99.2% | $95-29.0% |