Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.6 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $506,682 |
SOLTIS INVESTMENT ADVISORS8 years Service code 26 · EIN 27-3188744 | Advisory (Participants) | $56,789 |
FISHER INVESTMENTS4 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $49,905 |
TOWNSQUARE CAPITAL LLC5 years Service code 26 · EIN 82-1306760 | Advisory (Participants) | $36,694 |
WEAVER AND TIDWELL, LLP1 year Filed as: WEAVER AND TIDWELL LLP Service code 10 · EIN 75-0786316 | Accounting | $28,875 |
IGNITE PLANNERS LLC2 years Service code 26 · EIN 82-3301523 | Advisory (Participants) | $28,581 |
CIOVACCO CAPITAL MANAGEMENT5 years Service code 26 · EIN 58-2490379 | Advisory (Participants) | $27,383 |
Service code 26 · EIN 27-4826969 | Advisory (Participants) | $19,810 |
ELITE WEALTH MANAGEMENT LLC6 years Service code 26 · EIN 84-4503484 | Advisory (Participants) | $19,762 |
CHARLES SCHWAB & CO., INC.6 years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $17,867 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $122,999 | $140,769-12.6% | $82,389+49.3% | $140,769-12.6% |
| Participation rate | 63.4% | 74.2%-10.7pp | 69.5%-6.1pp | 74.2%-10.7pp |
| Annual return | 14.14% | 16.82%-2.7pp | 28.67%-14.5pp | 16.82%-2.7pp |
| Employer contribution / active EE | $4,203 | $3,906+7.6% | $2,517+67.0% | $3,906+7.6% |
| Participant deferral / active EE | $5,368 | $6,717-20.1% | $4,155+29.2% | $6,717-20.1% |
| Admin fee / account holder | $63 | $229-72.3% | $7,231-99.1% | $229-72.3% |