Filed October 18, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $476,703 |
SOLTIS INVESTMENT ADVISORS7 years Service code 28 · EIN 87-0506413 | Investment Management | $45,000 |
FISHER INVESTMENTS3 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $32,160 |
TANNER LLC10+ years Service code 10 · EIN 20-2253063 | Accounting | $29,504 |
CIOVACCO CAPITAL MANAGEMENT4 years Service code 26 · EIN 58-2490379 | Advisory (Participants) | $21,930 |
ELITE WEALTH MANAGEMENT LLC5 years Service code 26 · EIN 84-4503484 | Advisory (Participants) | $17,861 |
Filed as: ENVESTNET ASSET MANAGEMENT INC Service code 26 · EIN 36-4319587 | Advisory (Participants) | $15,774 |
Service code 26 · EIN 27-4826969 | Advisory (Participants) | $12,503 |
CHARLES SCHWAB & CO., INC.5 years Service code 33 · EIN 94-1479833 | Other investment fees and expenses; S... | $11,316 |
Filed as: SOLTIS INVESTMENT ADVISORS LLC Service code 26 · EIN 27-3188744 | Advisory (Participants) | $9,503 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,377 | $140,910-21.0% | $76,119+46.3% | $106,553+4.5% |
| Participation rate | 60.7% | 64.1%-3.5pp | 69.1%-8.4pp | 69.8%-9.2pp |
| Annual return | 16.47% | 16.51%0pp | 361.25%-344.8pp | 17.37%-0.9pp |
| Employer contribution / active EE | $4,161 | $5,354-22.3% | $2,693+54.5% | $3,359+23.9% |
| Participant deferral / active EE | $4,965 | $5,004-0.8% | $4,259+16.6% | $5,562-10.7% |
| Admin fee / account holder | $57 | $117-51.0% | $6,421-99.1% | $80-27.9% |