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| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.2 years Service code 15 · EIN 23-1945930 | Recordkeeping | $9,980 |
ASCENSUS LLC2 years Filed as: FORUS ADVISORS Service code 27 · EIN 46-1803145 | Advisory (Plan) | $6,821 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,968 | $51,620-59.4% | $90,300-76.8% | $65,185-67.8% |
| Participation rate | 55.5% | 68.6%-13.2pp | 73.3%-17.8pp | 70.2%-14.7pp |
| Annual return | 8.31% | 24.94%-16.6pp | 78.11%-69.8pp | 29.38%-21.1pp |
| Employer contribution / active EE | $838 | $2,235-62.5% | $2,854-70.7% | $2,177-61.5% |
| Participant deferral / active EE | $1,521 | $2,871-47.0% | $3,884-60.9% | $3,514-56.7% |
| Admin fee / account holder | $144 | $384-62.6% | $5,353-97.3% | $847-83.0% |