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| Provider | Service type | Compensation |
|---|---|---|
TCI WEALTH ADVISORS INC5+ years Filed as: TCI WEALTH ADVISORS Service code 27 · EIN 86-1002710 | Advisory (Plan) | $50,957 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $27,945 |
Filed as: KRAVITZ, INC. Service code 13 16030 VENTURA BLVD. · ENCINO, CA 91436 | Contract Administrator | $5,090 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $263 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $153,442 | $202,342-24.2% | $172,752-11.2% | $152,897+0.4% |
| Participation rate | 100.0% | 87.1%+12.9pp | 82.6%+17.4pp | 82.5%+17.5pp |
| Annual return | 14.78% | 1029.83%-1015.0pp | 802.97%-788.2pp | 345.43%-330.7pp |
| Employer contribution / active EE | $7,840 | $5,858+33.8% | $5,144+52.4% | $4,764+64.6% |
| Participant deferral / active EE | $19,948 | $5,948+235.4% | $5,198+283.8% | $5,851+240.9% |
| Admin fee / account holder | $984 | $17,111-94.2% | $13,955-92.9% | $11,599-91.5% |