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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $84,823 |
TCI WEALTH ADVISORS INC4+ years Filed as: TCI WEALTH ADVISORS Service code 27 · EIN 86-1002710 | Advisory (Plan) | $55,921 |
Filed as: KRAVITZ, INC. Service code 13 16030 VENTURA BLVD. · ENCINO, CA 91436 | Contract Administrator | $7,053 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $224 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,175 | $180,459-61.7% | $154,108-55.1% | $135,380-48.9% |
| Participation rate | 100.0% | 87.4%+12.6pp | 83.0%+17.0pp | 82.6%+17.4pp |
| Annual return | -8.44% | 888.21%-896.6pp | 735.21%-743.6pp | 519.81%-528.2pp |
| Employer contribution / active EE | $16,780 | $6,035+178.0% | $5,298+216.8% | $4,779+251.1% |
| Participant deferral / active EE | $19,746 | $5,806+240.1% | $5,081+288.7% | $5,609+252.1% |
| Admin fee / account holder | $483 | $16,145-97.0% | $13,411-96.4% | $10,828-95.5% |