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| Provider | Service type | Compensation |
|---|---|---|
TCI WEALTH ADVISORS INC3+ years Filed as: TCI WEALTH ADVISORS Service code 16 · EIN 86-1002710 | Consulting | $60,414 |
FIRST MERCANTILE TRUST COMPANY3+ years Filed as: FIRST MERCANTILE TRUST Service code 15 · EIN 62-0951563 | Recordkeeping | $35,156 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $10,377 |
Filed as: KRAVITZ, INC. Service code 10 16030 VENTURA BLVD. · ENCINO, CA 91436 | Accounting | $5,551 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,047 | $84,236-7.3% | $170,435-54.2% | $70,126+11.3% |
| Participation rate | 100.0% | 70.8%+29.2pp | 83.6%+16.4pp | 69.5%+30.5pp |
| Annual return | 10.68% | 23.06%-12.4pp | 205.94%-195.3pp | 73.15%-62.5pp |
| Employer contribution / active EE | $4,842 | $3,387+42.9% | $5,432-10.9% | $2,343+106.7% |
| Participant deferral / active EE | $5,814 | $3,086+88.4% | $4,939+17.7% | $3,332+74.5% |
| Admin fee / account holder | $516 | $5,698-90.9% | $13,881-96.3% | $4,645-88.9% |