Filed November 10, 2014 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 49 · EIN 04-1590850 | Other Services | $169,316 |
Filed as: PENSIONMARK FINANCIAL GROUP, LLC Service code 27 · EIN 61-1758632 | Advisory (Plan) | $54,163 |
AB FUNDS3 years Service code 52 · EIN 13-4071393 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
BLACKROCK3 years Service code 52 · EIN 51-0318674 | Indirect Investment Fees | $0 |
DIMENSIONAL FUND ADVISORS2 years Service code 52 · EIN 36-3129984 | Indirect Investment Fees | $0 |
Service code 27 · EIN 61-1732930 | Advisory (Plan) | $0 |
THE VANGUARD GROUP, INC.3 years Filed as: VANGUARD Service code 52 · EIN 23-1999755 | Indirect Investment Fees | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,031 | $88,515-28.8% | $162,185-61.1% | $67,582-6.7% |
| Participation rate | 98.9% | 86.8%+12.1pp | 87.6%+11.3pp | 71.3%+27.6pp |
| Annual return | 21.54% | 27.04%-5.5pp | 115.61%-94.1pp | 378.57%-357.0pp |
| Employer contribution / active EE | $3,587 | $3,563+0.7% | $5,613-36.1% | $2,148+67.0% |
| Participant deferral / active EE | $2,238 | $5,724-60.9% | $7,297-69.3% | $3,539-36.8% |
| Admin fee / account holder | $345 | $124+179.3% | $10,844-96.8% | $142+142.7% |