Filed September 12, 2006 (most recent of 5 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS REALTY Service code 28 · EIN 06-6033492 | Investment Management | $880,458 |
Filed as: PRUDENTIAL REALTY Service code 28 · EIN 22-1211670 | Investment Management | $727,869 |
LEGAL & GENERAL INVESTMENT1+ years Filed as: LEGAL AND GENERAL Service code 28 · EIN 20-8058531 71 SOUTH WACKER DRIVE · CHICAGO, IL 60606 | Investment Management | $663,767 |
CAUSEWAY CAPITAL MANAGEMENT LLC1+ years Filed as: CAUSEWAY Service code 28 · EIN 26-0317998 | Investment Management | $634,002 |
PIMCO FUNDS1+ years Filed as: PIMCO Service code 28 · EIN 33-0629048 | Investment Management | $628,507 |
Filed as: HOTCHKIS & WILEY Service code 28 · EIN 95-4871957 | Investment Management | $594,480 |
INTECH INVESTMENT MANAGEMENT LLC1+ years Filed as: INTECH Service code 28 · EIN 01-0614895 | Investment Management | $531,287 |
CAPITAL GUARDIAN1+ years Service code 28 · EIN 95-2553868 | Investment Management | $523,714 |
IRIDIAN ASSET MANAGEMENT, LLC1+ years Filed as: IRIDIAN Service code 28 · EIN 86-6022555 | Investment Management | $444,539 |
NORTHERN TRUST COMPANY1+ years Service code 21 · EIN 36-1561860 | Bank Trustee | $442,799 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $10,105-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 11.1%-11.1pp | 0.0%0pp |
| Annual return | -0.21% | 3.11%-3.3pp | 16.23%-16.4pp | 3.11%-3.3pp |
| Employer contribution / active EE | $11,493 | $9,361+22.8% | $17,605-34.7% | $9,361+22.8% |
| Participant deferral / active EE | $0 | $375-100.0% | $237-100.0% | $375-100.0% |
| Admin fee / account holder | $0 | $0 | $11-100.0% | - |