Filed January 1, 2021
Total covered: 2 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $60,693 |
Filed as: UBS FINANCIAL SERVICES Service code 99 | Other Fees | $40,953 |
Filed as: UBS FINANCIAL SERVICES, INC, Service code 99 · EIN 13-2638166 | Other Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $119,858 | $60,504+98.1% | $81,882+46.4% | $74,478+60.9% |
| Participation rate | 83.7% | 62.9%+20.7pp | 72.4%+11.3pp | 67.2%+16.4pp |
| Annual return | 26.38% | 16.91%+9.5pp | 779.47%-753.1pp | 1370.56%-1344.2pp |
| Employer contribution / active EE | $8,898 | $2,627+238.8% | $2,916+205.2% | $2,626+238.8% |
| Participant deferral / active EE | $8,882 | $3,400+161.3% | $4,323+105.4% | $4,350+104.2% |
| Admin fee / account holder | $330 | $1,492-77.9% | $7,360-95.5% | $1,946-83.0% |