Filed January 1, 2021
Total covered: 2 employees
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $60,693 |
Filed as: UBS FINANCIAL SERVICES Service code 99 | Other Fees | $40,953 |
Filed as: UBS FINANCIAL SERVICES, INC, Service code 99 · EIN 13-2638166 | Other Fees | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $119,858 | $60,261+98.9% | $81,783+46.6% | $74,546+60.8% |
| Participation rate | 83.7% | 62.9%+20.8pp | 72.4%+11.3pp | 67.2%+16.4pp |
| Annual return | 26.38% | 16.88%+9.5pp | 775.05%-748.7pp | 1366.03%-1339.7pp |
| Employer contribution / active EE | $8,898 | $2,622+239.4% | $2,913+205.5% | $2,624+239.1% |
| Participant deferral / active EE | $8,882 | $3,388+162.2% | $4,320+105.6% | $4,347+104.3% |
| Admin fee / account holder | $330 | $1,482-77.7% | $7,380-95.5% | $1,944-83.0% |