Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $58,680 |
Service code 37 · EIN 04-2647786 | Loan Processing | $18,780 |
27 funds of $250K or more; 22 lines in all, holding $45.5M of the plan's $45.7M. From the 2025 filing. Recordkeeper: Fidelity (FMR).
Target-date series: American Funds Target Date, mutual fund, 29% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 11 vintages | $13.1M | 28.7% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $11.7M | 25.6% |
| JPMorgan Large Cap Growth Fund JPMorgan · Mutual fund | $5.7M | 12.4% |
| Janus Henderson Balanced Fund Janus Henderson · Mutual fund | $3.1M | 6.7% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $1.4M | 3.0% |
| Columbia Dividend Income Fund Ameriprise (Columbia Threadneedle) · Mutual fund | $997K | 2.2% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $968K | 2.1% |
| Fully benefit-responsive investment contract New York Life Guaranteed Interest Account New York Life · Insurance contract | $959K | 2.1% |
| Janus Henderson Enterprise Fund Janus Henderson · Mutual fund | $837K | 1.8% |
| Undiscovered Managers Behavioral Value Fund JPMorgan · Mutual fund | $795K | 1.7% |
Added 3 funds, dropped 1 fund.
| Fund | Year-end value |
|---|---|
| AddedArtisan International Value Fund | $597K |
| AddedPzena Emerging Markets Value Fund | $405K |
| DroppedEupac Fund | $337K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.