Retirement plan

ADDEATON BY NUMALLIANCE, INC. 401K PSP&TRUST

Name: ADDEATON BY NUMALLIANCE, INC. - ADDEATON BY NUMALLIANCE, INC. 401K PSP&TRUST (2019) Form 5500
Creator: ADDEATON BY NUMALLIANCE, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ADDEATON BY NUMALLIANCE, INC. 401K PSP&TRUST, ADDEATON BY NUMALLIANCE, INC.

ADDEATON BY NUMALLIANCE, INC.EIN 84-4261245Plan #002PY 2019

1637 KINGSVIEW DRIVE - LEBANON, OH 450368395513-228-7014LinkedIn201-500 employeesmachinery

Prospect flagsHigh cash

How to read this page

Total assets (EOY)

$8.1M

No prior year

Total participants

103

No prior year

Average account balance

$80,334

No prior year

Annual return

40.22%

No prior year

Benchmarks

See 14,956 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants25-99

Cohort14,956 peers

Snapshot2019

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$6.53M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$96K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

115.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$347K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.70%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$17845

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
FIDELITY INVESTMENTS INSTITUTIONAL1+ years Service code 27 · EIN 04-2647786	Advisory (Plan)	$8,749
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL Service code 27 · EIN 26-2235829	Advisory (Plan)	$8,056
THE VANGUARD GROUP, INC.1+ years Service code 15 · EIN 23-1945930	Recordkeeping	$3,674
STRATEGIC ADVISORS, INC.1+ years Filed as: STRATEGIC ADVISOR, INC. Service code 27 · EIN 04-2654524	Advisory (Plan)	$3,584

Plan features & details

Pension benefit codes2S2E3D2G2J2K2F2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh cash
More than 10% of assets are held in cash - possible menu-design or default-fund problem.

Expense breakdown

Schedule H Part II

Admin total

$24K

$437 / participant

Investment mgmt$8K33.5%
Contract admin$4K15.3%
Other / not subdivided$12K51.3%

% of EOY assets

0.297%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BARNES DENNIG
Auditor EIN: 311119890
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$80,334

$72,486+10.8%

$87,103-7.8%

$72,976+10.1%

Participation rate

96.4%

72.8%+23.6pp

76.9%+19.5pp

69.5%+26.9pp

Annual return

40.22%

24.46%+15.8pp

28.19%+12.0pp

81.02%-40.8pp

Employer contribution / active EE

$1,930

$1,894+1.9%

$2,521-23.5%

$2,440-20.9%

Participant deferral / active EE

$7,432

$3,270+127.3%

$4,049+83.6%

$3,608+106.0%

Admin fee / account holder

$238

$5,055-95.3%

$7,491-96.8%

$5,124-95.4%

Provider

Service type

Compensation

FIDELITY INVESTMENTS INSTITUTIONAL1+ years

Service code 27 · EIN 04-2647786

Advisory (Plan)

$8,749

UBS FINANCIAL SERVICES INC1+ years

Filed as: UBS FINANCIAL

Service code 27 · EIN 26-2235829

Advisory (Plan)

$8,056

THE VANGUARD GROUP, INC.1+ years

Service code 15 · EIN 23-1945930

Recordkeeping

$3,674

STRATEGIC ADVISORS, INC.1+ years

Filed as: STRATEGIC ADVISOR, INC.

Service code 27 · EIN 04-2654524

Advisory (Plan)

$3,584

ADDEATON BY NUMALLIANCE, INC. 401K PSP&TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ADDEATON BY NUMALLIANCE, INC. 401K PSP&TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion