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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 39-0989781 | Recordkeeping | $14,083 |
ASCENSUS LLC2+ years Filed as: RETIREMENT MANAGEMENT SERVICES, LLC Service code 15 · EIN 31-1560462 | Recordkeeping | $3,125 |
Filed as: MESIROW FINANCIAL, INC. Service code 27 · EIN 36-3194849 | Advisory (Plan) | $1,296 |
LPL FINANCIAL1 year Service code 22 · EIN 95-2834236 | Insurance Broker | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,720 | $56,511-47.4% | $185,837-84.0% | $86,813-65.8% |
| Participation rate | 47.3% | 65.5%-18.2pp | 81.7%-34.4pp | 72.3%-25.0pp |
| Annual return | 19.07% | 118.12%-99.0pp | 122.08%-103.0pp | 97.93%-78.9pp |
| Employer contribution / active EE | $693 | $1,844-62.4% | $5,168-86.6% | $2,406-71.2% |
| Participant deferral / active EE | $923 | $2,554-63.9% | $5,568-83.4% | $4,131-77.7% |
| Admin fee / account holder | $81 | $150-45.8% | $16,241-99.5% | $170-52.1% |