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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 39-0989781 | Recordkeeping | $12,332 |
ASCENSUS LLC1+ years Filed as: RETIREMENT MANAGEMENT SERVICES, LLC Service code 15 · EIN 31-1560462 | Recordkeeping | $4,821 |
Filed as: AMERIPRISE FINANCIAL SERVICES, INC. Service code 22 · EIN 41-0973005 | Insurance Broker | $3,169 |
Filed as: MESIROW FINANCIAL, INC. Service code 27 · EIN 36-3194849 | Advisory (Plan) | $1,107 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,767 | $52,293-48.8% | $178,503-85.0% | $73,412-63.5% |
| Participation rate | 42.6% | 65.3%-22.7pp | 81.9%-39.3pp | 72.2%-29.6pp |
| Annual return | 17.28% | 34.75%-17.5pp | 151.12%-133.8pp | 59.30%-42.0pp |
| Employer contribution / active EE | $567 | $1,736-67.4% | $5,011-88.7% | $2,234-74.6% |
| Participant deferral / active EE | $841 | $2,333-64.0% | $5,202-83.8% | $3,806-77.9% |
| Admin fee / account holder | $82 | $127-35.7% | $13,987-99.4% | $158-48.1% |