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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $20,744 |
UBS FINANCIAL SERVICES INC3 years Service code 49 · EIN 51-0120742 | Other Services | $8,184 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,215 | $98,760-78.5% | $149,715-85.8% | $79,858-73.4% |
| Participation rate | 91.2% | 75.8%+15.4pp | 82.5%+8.7pp | 69.6%+21.6pp |
| Annual return | 23.61% | 27.43%-3.8pp | 276.66%-253.1pp | 31.72%-8.1pp |
| Employer contribution / active EE | $818 | $3,217-74.6% | $4,645-82.4% | $2,471-66.9% |
| Participant deferral / active EE | $3,582 | $5,681-37.0% | $6,842-47.7% | $3,740-4.2% |
| Admin fee / account holder | $201 | $6,053-96.7% | $9,310-97.8% | $5,306-96.2% |